Den europeiske menneskerettsdomstolen (EMD) · klage nr. 12148/03 · 4. oktober 2007
Når en domstol inkluderer en alvorlig anklage som grunnlag for å nekte samvær, må anklagen være underlagt en konkret bevisvurdering. Å la en mistanke om overgrep stå uten begrunnelse i selve avgjørelsen, slik at den blir værende på rullen som en stigmatiserende konstatering, utgjør et uberettiget inngrep i familielivet etter EMK artikkel 8.
En chilensk far bosatt i Norge ble nektet enhver samværsrett med sønnen av lagmannsretten. Lagmannsretten begrunnet nektelsen med en «sterk mistanke» om at faren hadde forgrepet seg på gutten, men foretok ingen egen bevisvurdering av denne mistanken. Uttalelsen ble stående offentlig uten at faren fikk anledning til å imøtegå den.
Sanchez Cardenas mot Norge (2007) er et av få EMD-dommer mot Norge i en foreldretvist (i motsetning til de mange barnevernsavgjørelsene). EMD fant brudd på artikkel 8 fordi lagmannsretten inkluderte en uttalelse om «sterk mistanke» mot faren uten å ta stilling til mistanken. Saken viser at statens positive plikt også omfatter en plikt til prosessuell forsvarlighet. En stigmatiserende uttalelse i dom uten konkret bevisvurdering er et inngrep i familielivet.
Hele dommen (engelsk)
CONSEIL COUNCIL
DE L’EUROPE OF EUROPE
COUR EUROPÉENNE DES DROITS DE L’HOMME
EUROPEAN COURT OF HUMAN RIGHTS
FIRST SECTION
CASE OF SANCHEZ CARDENAS v. NORWAY
(Application no. 12148/03)
JUDGMENT
STRASBOURG
4 October 2007
FINAL
04/01/2008
This judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial revision.
SANCHEZ CARDENAS v. NORWAY JUDGMENT 1
In the case of Sanchez Cardenas v. Norway,
The European Court of Human Rights (First Section), sitting as a
Chamber composed of:
Mr C.L. ROZAKIS, President,
Mr L. LOUCAIDES,
Mrs N. VAJIĆ,
Mr A. KOVLER,
Mr K. HAJIYEV,
Mr D. SPIELMANN,
Mr S.E. JEBENS, judges,
and Mr S. NIELSEN, Section Registrar,
Having deliberated in private on 13 September 2007,
Delivers the following judgment, which was adopted on the
last-mentioned date:
PROCEDURE
1. The case originated in an application (no. 12148/03) against the
Kingdom of Norway lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by a Chilean national, Mr Jose Santo Sanchez Cardenas
(“the applicant”), on 5 April 2003. Having originally been designated by the
initials J.S.C., the applicant subsequently agreed to the disclosure of his
name.
2. The applicant was represented, as from 1 September 2005, by
Mr S. Klomsæt, a lawyer practising in Oslo. The Norwegian Government
(“the Government”) were represented by their Agent, Ms T. Steen,
Attorney, Attorney-General's Office (Civil Matters).
3. The applicant complained in particular of violations of Articles 6 § 1
and 8 of the Convention on account of the reasoning in a judgment of
27 September 2002 of Gulating High Court rejecting his claim for a right of
access in respect of his children, L. and A.
4. By a decision of 1 June 2006, the Court declared the application
admissible in part.
5. The Chamber having decided, after consulting the parties, that no
hearing on the merits was required (Rule 59 § 3 in fine), the parties replied
in writing to each other's observations.
2 SANCHEZ CARDENAS v. NORWAY JUDGMENT
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
6. The applicant is a Chilean national who was born in 1968 and lives in
Bergen, Norway. He has worked inter alia as a kindergarten assistant for
about 8 years.
7. The applicant has two sons L. and A. (born respectively on
11 June 1994 and 24 February 1996) with Ms H.T., a Norwegian national,
with whom he entered into a relationship in 1992/1993 and cohabited from
mid 1994 until the end of that year. In 1995 (before A. was born) the
applicant and H.T. reached an agreement whereby he had certain access
rights to L.
8. Since around 1997 he has cohabited with Ms G.A.D. and her
adolescent son.
9. A dispute arose as to the applicant's access to L. and A. On
9 June 1997 H.T. reported him to the police for allegedly having sexually
abused L. She based her allegations on statements made by L. The mother
gave statements to the police and L. was interviewed by a judge without
anything significant emerging in the case. In July 1998 the State Prosecutor
discontinued the investigation, which decision the Director of Public
Prosecutions confirmed on appeal in October 1998.
10. In the year 2000 the applicant brought judicial proceedings before
the Bergen City Court (byrett), claiming a right of access to his two sons
(sections 44 and 44A of the Children Act 1981). On 7 December 2000 the
City Court refused a request by H.T. to have an expert witness appointed.
11. By a judgment of 18 April 2001 the City Court granted the applicant
access every other week-end and for approximately half of the holiday
periods and devised a plan for stepping up access. To give the above
immediate effect, the City Court issued an interlocutory order.
In reaching the above conclusions, the City Court rejected the
accusations made by the boys' mother that the applicant had sexually abused
L. It observed that according to H.T. there were only 10 occasions on which
the applicant had been on his own with his son, namely in that they had
been in a room with the door shut in H.T.'s apartment. In her view it was
most probable that the abuse had occurred on these occasions, though she
did not have concrete evidence to this effect. The City Court found it
excluded on the evidence before it that the applicant had sexually abused L.
It attached decisive weight to the fact that the applicant's access to his son
had taken place each time under the supervision of at least one other person
and that on the 10 occasions on which he and the son had been on their own
in the latter's room, it was for a very short time and in a situation where the
child's mother could have entered the room at any moment. The visits in
SANCHEZ CARDENAS v. NORWAY JUDGMENT 3
question took place more than a year and a half ago - a very long period for
a small child - before April 1997 when the son had made the statements that
aroused the mother's suspicions that the applicant had sexually abused L.
Finally, the City Court had regard to the fact that the physiological and
psychiatric examinations carried out did not support the allegation that
abuse had occurred. It found that the allegation had been the result of
manipulation and fabrication by the mother as part of a strategy to obstruct
the applicant's access. There was reason to assume that this had already had
damaging effects on L., who had stated that he did not wish to live or to be
with his father. The boy had become a go-between in a conflict between
adults. The City Court stated that the applicant was more suitable than the
mother to assume the daily care.
12. On 10 October 2001 H.T.'s lawyer lodged a disciplinary complaint
against the judge who had heard the case before the City Court for having
acted with prejudice against his client in expressing distrust and treating her
with disrespect during her testimony. The judge was imposed a mild
reprimand by the Ministry of Justice, which found that there were grounds
for criticising his conduct of the proceedings.
13. H.T. appealed against the City Court's judgment and interlocutory
injunction to Gulating High Court (lagmannsrett), requesting in the main
that the applicant be refused a right of access to the children. She referred
inter alia to the fact that the court appointed expert considered that L's
strong negative attitude to his father was consistent with abuse having taken
place. The applicant, denying that any abuse had occurred, requested the
High Court to reject her appeal.
14. By a judgment of 27 September 2002, the High Court overturned the
City Court's judgment and refused the applicant access to his two sons, inter
alia after obtaining an expert report from a court appointed psychologist,
dated 2 September 2002, and hearing evidence from the latter. It also had
regard to a report of 11 September 2001 by a psychologist who had been
counselling the boy at the mother's initiative and the psychologist's oral
evidence to the court.
15. The High Court noted that from the psychologist's report of
2 September 2002 it emerged that the boy had felt great anxiety about the
idea of meeting his father (he would kill himself rather than see his father);
L. was unable to describe the reasons but his statements seemed founded on
actual experience. Any access should be established gradually. Forcing the
boy to have contact would be psychologically damaging.
16. The High Court observed that the applicant and L. met 23 times in
1996, 8 times in both 1997 and 1998, 3 times in 1999 and that no access had
taken place during the last three years (since 11 August 1999). It did not
consider that the mother had sabotaged access although it understood that
the fact that access had to take place under supervision by her sister or her
father had made it difficult for the applicant to exercise access.
17. The High Court's judgment included the following reasoning:
4 SANCHEZ CARDENAS v. NORWAY JUDGMENT
“Two arguments have been made against the father being granted a right of access.
Firstly, it is argued that the father has subjected [L.] to sexual assault. There is a
complaint to the police dated 9 June 1997 from which it appears that an investigation
of the case was initiated. The mother made statements to the police on 17 June and 18
December 1997, and there was also an interview of [L.] by a judge without anything
of significance for the case coming to light. According to information presented, the
case was dropped by the public prosecutor. This decision was appealed to the Director
of Public Prosecutions on 22 October 1998 but the public prosecutor's decision was
not reversed. The fact that there was insufficient evidence in the criminal case is,
however, not decisive in this case, see Rt ([Norsk Retstidende (Supreme Court
Reports)]-1989-320. It is further assumed that in a case involving minor children, no
risk whatsoever may be taken in such circumstances, also concerning the issue of
access rights, see Rt – 1994-940. In view of the information available in the case,
where quite detailed descriptions have been provided of the abuse, together with [L.]'s
strong objections to seeing his father, the High Court finds that there are many
elements that may indicate that abuse has occurred. The High Court has nevertheless
not found it necessary for its decision to go further into or take a stance on this.
Secondly, it is contended that the implementation of access rights vis-à-vis the
father is impossible in view of the fact that [L.] is opposed to this. In light of the
information available, the High Court assumes that [L.] is opposed to having access to
his father, which is to be accorded weight pursuant to section 31 of the Children Act.
Nevertheless, the implementation of access may not, in principle, be made dependent
on the child not being opposed to being with his father. This question will depend on
the concrete circumstances.
...
According to the report, the boy is unable to describe why he has such great anxiety
about meeting his father. [Psychologist O.] considers the information he has obtained
to be an expression of the boy's actual experiences. The report further states that if
contact between the father and the boy is to be established, this must take place
gradually over a longer period of time and in such a manner that [the child welfare
services] can constantly monitor how this develops. If [L.] 's strong anxiety is
maintained, forced contact is at present deemed to constitute a psychological assault
on the boy, according to the report. [Psychologist O.] has given testimony before the
High Court, which in its essentials concords with the aforementioned report.
According to [Psychologist O.], [L.] has stated that he would not visit his father even
in the presence of a third party, his mother or someone else.
In his report, the expert states inter alia the following:
'On the whole [L.] has a good level of functioning, though everything having to do
with his father is an obviously vulnerable and difficult point for him. My own
impression from an interview with [L.] accords well with what [Psychologist O.] has
described. [L.] indicates with his entire being both in the interview and afterwards that
this is a very uncomfortable and difficult topic.'
The expert evaluated three alternative resolutions for the access issue. The first
alternative is an ordinary access arrangement between the father and the boys. The
expert concluded that it is both impossible and indefensible to go straight to such an
arrangement. He refers to the fact that [L.] 's aversion and emotional reactions to
SANCHEZ CARDENAS v. NORWAY JUDGMENT 5
contact with his father are so strong that such an arrangement could not be started
without strong physical coercive measures. Furthermore, he refers to the fact that [L.]
has made serious threats about what he would do, namely take his own life. The
expert also pointed to the strain this would inflict on [L.] and that this may jeopardise
his further development. This would, in addition, inflict substantial strains on the
mother. As the second alternative the expert considered a limited access arrangement,
with supervision, possibly with the aim of increasing it to ordinary access. The expert
pointed out that such a process may involve relatively high human (and financial)
costs and that it would be a stressful process for [L.] and the rest of the family.
Furthermore, it was noted that the outcome may be uncertain, since neither the mother
nor [L.] will, at the outset, be very motivated to attaining concrete results in the form
of contact with the father. The expert concluded that this is a possibility, but that it
would require support by both parties and having sufficient resources in and around
the family at their disposal. He also pointed out that the chances of failing abysmally
would be present. The third alternative considered is no access at all between the
father and the boys. To justify such a solution, the expert referred to the necessity of
safeguarding the good progress the boys are making and of sparing them, especially
[L.], from further uncertainty and conflicts connected with the issue of access.
The expert did not reach any unambiguous conclusion in his report, except from
finding that an ordinary access arrangement appears to be quite impossible to
implement. As far as the other alternatives are concerned, he has kept the options
more open. In his testimony before the court and after having been present during the
appeal hearing, the expert expressed the view that he strongly favours that there
should be no access between the father and the boys. In addition to [L.]'s clearly
expressed unwillingness to have access to his father, the expert referred to the difficult
situation that the family and [L.] in particular have been in over several years. He
further referred to the fact that the mother was the sole provider for the children, and
that she and the family had reached their 'limit of tolerance'. It is also the
understanding of the High Court that the expert deems the costs of a supervised
arrangement to be too high and the benefits to be too uncertain for the expert to have
been able to recommend access under supervision as an alternative.
The High Court agrees that an ordinary access arrangement would not be an
acceptable alternative, but has evaluated in particular whether an arrangement with
supervised access would be possible. Like the expert, the High Court has concluded
that such an arrangement would be disproportionately demanding and that it
presumably may be difficult to find persons with the necessary competence who are
willing to subject themselves to such a time consuming process as is in question here.
The High Court also agrees with the expert that the strain that such a process will
necessarily inflict on the family must also be considered, especially since the mother
has sole care of the children. On the basis of its impressions during the hearing, the
High Court agrees with the expert that the 'tolerance limit' for whatever additional
strains that can be inflicted appears to have been reached. Even if neither the
[Psychologist O.] nor the expert appears to have been able to clarify the reasons for
[L.] 's strong objections to having contact with his father, this must, on the basis of the
circumstances of the case, be accorded substantial weight in the decision. In view of
this, there would in the view of the High Court be an not unappreciable risk that the
boy's development may be directly jeopardised by having to go through such a
process that is under discussion here. In addition, considerable flexibility would be
required of both parties, which, on the basis of the High Court's impressions from the
hearing, is uncertain, on the part of the mother, but especially on the part of the father.
6 SANCHEZ CARDENAS v. NORWAY JUDGMENT
Despite the fact that ..., a refusal to grant access may be justified only in very special
circumstances, the High Court has concluded that there should be no access in this
case since, on the basis of an overall assessment, this would not be in the best interest
of the children. Even though the issue of access is at the outset to be considered
separately with regard to each of the boys and even though it is assumed that [A.]
does not have the same antagonistic relationship to his father as [L.], the High Court
finds no reason to grant access with regard to [A.] as well. As the High Court
understands the expert, it would cause unpleasant tensions within the family if only
one of the children were to have access and that such an arrangement was not
advisable, something with which the High Court agrees. Given the strains that the
family has been under over several years, in the High Court's view, it is now
important that peace prevails in this matter.
Having reached this conclusion, the High Court does not find it necessary to
establish a provisional arrangement in respect of the access issue.”
18. The High Court Judgment contained the following unanimous
conclusion regarding the substantive questions:
“[The applicant] is not granted a right of access to [L.], born on *,*, 1994, and [A.],
born on *,*, 1996. “
19. The applicant appealed against the High Court's judgment as a
whole, asking primarily that it be quashed and in the alternative that he be
granted a right of access to his children. He challenged the High Court's
procedure, namely its omission to deal with the interim order by the City
Court.
He moreover appealed against the High Court's assessment of the
evidence, notably its reasoning regarding the allegations on sexual abuse,
including the following passage, which in his view was “curious”.
“In view of the information available in the case, where quite detailed descriptions
have been provided of the abuse, together with [L.'s] strong objections to seeing his
father, the High Court finds that there are many elements that may indicate that abuse
has occurred. The High Court has nevertheless not found it necessary for its decision
to go further into or take a stance on this.”
The applicant submitted that in the light of the evidence it was hard to
understand the High Court's conclusion on sexual abuse, even more so when
it was stated in the judgment that it “has not found it necessary for its
decision to go further into or take a stance on this”. In the applicant's view,
this was obviously an error; should a judge find that there were many
elements to indicate that sexual abuse had occurred, it was evident that this
conviction would also have an effect on a decision regarding access for the
parent found to be a probable abuser. The applicant further disputed the
lawfulness of the High Court's rejection of any access rights, which decision
could not be reconciled with the rule that the best interests of the child
should prevail. In the applicant's view, L's horror picture of his father should
be removed by arranging for access. This was a clear case of the so-called
Parental Alienation Syndrome, with clear hatred, fear and anxiety, unlike
the ambivalence shown by children who have been exposed to actual abuse.
SANCHEZ CARDENAS v. NORWAY JUDGMENT 7
20. On 20 December 2002, the Appeals Selection Committee of the
Supreme Court refused the applicant leave to appeal.
21. The applicant has submitted a medical certificate dated 7 June 2003
by Dr R.K., which stated:
“I the undersigned have known [the applicant] since December 2000.
He has had a very tough time psychologically during the period since the judgment.
He feels that he has been unjustifiably held liable of sexual abuse against his son and
feels powerless in the system. He has been very depressed lately. He is struggling with
problems of sleeplessness, bad appetite and loss of weight. He is isolating himself. At
times he has had suicidal thoughts. This has adversely affected his family life and
members of his family have had a particularly difficult time during the past six
months.”
22. The applicant has moreover filed a statement by Dr H.V.,
Psychiatrist, of 4 September 2006, which concludes:
“It is highly probable that [the applicant] has developed symptoms that are
compatible with Post Traumatic Stress Disorder after what he had experienced in
Chile. This has been further fortified by a situation combining anxiety and depression
in the form of an adaptation disturbance as a result of his fight to get access to his
children, especially when the court deprived him of his right of access.
He presents a relatively high level of pressure from suffering but which he
nevertheless manages to master satisfactorily. He receives regular treatment by a
psychologist and medical treatment.”
II. RELEVANT DOMESTIC LAW
23. At the time of the national courts' consideration of the present case,
the right of access between a parent and a child was governed by sections 44
and 44A of the Children Act 1981 (Lov om barn og foreldre (barnelova)).
Under section 44 the child had a right of access to both parents, even if
they lived apart, and the parents had mutual responsibility for implementing
the right of access. Under section 44A the parent with whom the child did
not live had a right of access to the child unless otherwise agreed or
determined. The provision contained more detailed rules on the extent of
access, its implementation and the procedure. It provided that decisions
should first and foremost be based on what was best for the child.
24. Provisions governing the contents of judgments in civil proceedings
may be found in Chapter 12 of the 1912 Code of Civil Procedure
(tvistemålsloven). In so far as relevant Article 144 provides:
8 SANCHEZ CARDENAS v. NORWAY JUDGMENT
“A judgment shall contain:
...
3. A brief presentation of the object of the case and of the parties' submissions; when
appropriate, reference may be made to written pleadings filed in the case, or to entries
in the court record; if so, the material referred to shall be included in transcripts of the
judgment;
4. Reasoning for the decision; they shall decisively and exhaustively indicate the
facts of the case on which the court bases its decision
5. An operative part.
....”
THE LAW
I. THE SCOPE OF THE ISSUES BEFORE THE COURT
25. In his observations at the merits stage, the applicant firstly reverted
to his complaint under Article 6 § 2 of the Convention and requested the
Court to reconsider its decision of 1 June 2006 declaring this part of the
application inadmissible on grounds of non-exhaustion. It was the fault of
the lawyer who had represented him before the national courts that this
complaint had not been pursued before the Supreme Court.
26. However, the above decision is final and the Court finds that no
reasons have been brought forward for it to examine whether it should be
re-opened.
27. Secondly the applicant complained about lack of impartiality of the
High Court on account of the participation of a judge who had been
divorced from a brother of the judge who had dealt with the case in the City
Court.
28. However, the Court observes that this is a new complaint, which is
not covered by its decision on admissibility and therefore falls outside the
ambit of the case.
29. In the light of the above, the Court will confine its examination to
the applicant's complaints under Articles 6 § 1 and 8 of the Convention,
declared admissible on 1 June 2006, concerning the impugned reasoning in
the High Court's judgment of 27 September 2002.
II. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
30. Article 8 of the Convention reads:
SANCHEZ CARDENAS v. NORWAY JUDGMENT 9
“1. Everyone has the right to respect for his private and family life, his home and
his correspondence.
2. There shall be no interference by a public authority with the exercise of this right
except such as is in accordance with the law and is necessary in a democratic society
in the interests of national security, public safety or the economic well-being of the
country, for the prevention of disorder or crime, for the protection of health or morals,
or for the protection of the rights and freedoms of others.”
A. Arguments of the parties
1. The applicant
31. The applicant maintained that the relevant passage of the High
Court's judgment amounted to an affirmation of suspicion that he had
committed sexual abuse. Referring to a medical statement of 7 June 2003
(see paragraph 21 above) the applicant submitted that, having been labelled
a sexual abuser, he had suffered serious psychological and social problems.
He also invoked a psychiatrist's statement of 4 September 2006 (see
paragraph 22 above). The impugned passage entailed an unjustified
interference with his right to respect for private and family life in violation
of Article 8 of the Convention.
2. The Government
32. The Government pointed out that that reference to the allegation and
the evidence adduced in this respect was due to the fact that this was the
main argument presented by the mother. They emphasised that the disputed
passage did not determine the applicant's civil rights or determine the
question of criminal guilt. The High Court's decision that it was not
necessary to explore whether he had assaulted his son did therefore not in
any respect affect the applicant's rights under Article 8. The question of
abuse did not affect the outcome of the proceedings in question. Any such
assessment would have been superfluous, since the other circumstances in
the case were more than sufficient for the Court to determine that access
should not be granted. Article 8 was therefore not applicable to the obiter
dictum at issue.
B. Assessment by the Court
33. The Court does not find that the issue under Article 8 of the
Convention can, as suggested by the Government, be analysed solely with
reference to the outcome of the case before the High Court. Even though the
impugned passage in the High Court's judgment of 27 September 2002 had
no bearing on its conclusion with regard to the applicant's claim of access
rights in respect of his sons, it nonetheless conveyed information to the
10 SANCHEZ CARDENAS v. NORWAY JUDGMENT
effect that the High Court, having regard to the state of the evidence, held a
suspicion that the applicant had sexually abused L. It not only related to the
most intimate aspects of the applicant's private life but it also suggested that
he might have engaged in highly reprehensible conduct vis-à-vis a person to
whom he had family ties, his son. The information was moreover capable of
adversely affecting his enjoyment of private and family life, in the ordinary
sense of these terms. Therefore, in the Court's view, the facts underlying the
applicant's complaint fell within the scope of Article 8 of the Convention
which provision is therefore applicable to the matter at hand.
34. Furthermore, the Court finds that the inclusion by the High Court of
the disputed statement as a part of its own reasoning in the judgment
constituted an interference with the applicant's right to respect for his
private and family life as guaranteed by Article 8 § 1 of the Convention. It
will therefore have to consider whether the interference was justified under
Article 8 § 2.
35. In this regard the Court notes that it is undisputed that the
interference was “in accordance with the law” and the Court finds no reason
to hold otherwise.
36. As to the question of whether the inclusion of the statement pursued
any of the legitimate aims enumerated in Article 8 § 2, the Court has taken
note of the Government's explanation, made in the context of Article 6 § 1,
that it was included because the abuse argument had been the mother's
principal submission, though it had not affected the High Court's decision.
The Court has further noted the applicant's submission, in connection with
his complaint under Article 6 § 2 (declared inadmissible on 1 June 2006),
that the relevant passage amounted to an affirmation of suspicion that he
had committed sexual abuse and that, despite the High Court's statement
that this matter had not been decisive for the outcome, it was hard to believe
that this was not the case.
The Court for its part finds no reason to doubt that the impugned
statement had been prompted by H.T.'s principal submission and the
applicant's objection thereto, that he had sexually abused L. The Court is
prepared to accept that when the High Court touched upon this matter in its
reasoning concerning the applicant's request to be granted a right of access
to the children, it was in the pursuit of one or more of the legitimate aims
enumerated in Article 8 § 2, notably for the protection of the rights and
freedoms of others.
37. However, turning to the next criterion in Article 8 § 2, the one of
necessity, it is not apparent to the Court why the High Court, in the first part
of the impugned statement, held:
“In view of the information available in the case, where quite detailed descriptions
have been provided of the abuse, together with [L.]'s strong objections to seeing his
father, the High Court finds that there are many elements that may indicate that abuse
has occurred.”
SANCHEZ CARDENAS v. NORWAY JUDGMENT 11
when in the second part it went on to say:
“The High Court has nevertheless not found it necessary for its decision to go
further into or take a stance on this.”
It thus appears that, without it serving any purpose for its resolution of
the case, the High Court took judicial notice of the evidence before it and
affirmed on this basis a suspicion of its own that the applicant had
committed a serious crime, sexual abuse against one of his sons. No cogent
reasons have come to light as to why the High Court in part dealt with, in
part omitted to deal with the issue of sexual abuse. In the Court's opinion,
the national court should either have disposed of the issue, with all that
means in terms of evidentiary assessment and reasoning, or have left it on
the side.
38. Furthermore, the Court observes that the above portrayal of the
applicant's conduct in an authoritative judicial ruling was likely to carry
great significance by the way it stigmatised him and was capable of having
a major impact on his personal situation as well as his honour and
reputation. Indeed, as it appears from the medical certificate of 3 June 2003,
the statement had harmed him both psychologically and physically, had had
a stifling effect on his social life and had prejudiced his family life. Despite
its character and potentially damaging effects on his enjoyment of private
and family life, the inclusion of the said passage in the High Court's
judgment was not supported by any cogent reasons.
39. In the light of the above, the Court finds that the interference with
the applicant's right to respect for his private and family occasioned by the
impugned passage in the High Court's judgment, was not sufficiently
justified in the circumstances and, notwithstanding the national court's
margin of appreciation in such matters, was disproportionate to the
legitimate aims pursued. Accordingly, the contested part of the High Court's
judgment gave rise to a violation of Article 8 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
40. Article 6 § 1 of the Convention, in so far as is relevant, reads:
“In the determination of his civil rights and obligations ..., everyone is entitled to a
fair ... hearing ... by [a] ... tribunal...”
A. Arguments of the parties
1. The applicant
41. Relying on the above provision, the applicant complained about the
way in which he had been portrayed in the High Court's judgment and its
12 SANCHEZ CARDENAS v. NORWAY JUDGMENT
assessment of the evidence in this respect. He accepted that, in deciding on
parental access to a child, a court should be able to consider the validity of
an accusation that the parent concerned had sexually abused the child.
However, he submitted that the High Court had pointed to sexual abuse
whilst at the same time refraining from making a real assessment of the
evidence and taking a stance on this matter. The impugned statement had
caused him considerable moral injury and suffering and prejudice to his
private and family life.
2. The Government
42. The Government argued that the disputed passage in the High
Court's judgment did not involve the determination of a civil right within
the meaning of Article 6 § 1 of the Convention. As clearly stated in the
judgment, the High Court did not find it necessary to determine whether
abuse had occurred. The outcome of the case depended solely on other
elements and it was therefore not necessary to assess the question of abuse.
The disputed passage was merely an obiter dictum. Article 6 § 1 was
therefore not applicable to the said passage alone.
43. The sole civil right determined by the High Court concerned the
applicant's right to access to his children. To assess whether the reasoning
was adequate for the purposes of Article 6 § 1 in this respect, the Court
ought to consider the judgment as a whole. The reasons given for not
granting the applicant access were highly detailed, both with regard to fact
and law. Although the mother had claimed before the High Court that the
applicant had assaulted the oldest child, the sole question before the High
Court was whether the applicant should be granted access to the children.
Based on the evidence presented, the testimonies of the two parties and five
witnesses and the statements from the court appointed expert, it was clear to
the High Court that the applicant should not be granted access to the
children irrespective of whether he had abused the oldest child.
The High Court was therefore in no respect obliged to address the issue
of abuse. Its reference to the allegation and the evidence adduced in this
respect was due to the fact that this was the main argument presented by the
mother. However, it was nonetheless explicitly clear from the judgment that
the allegations of abuse did not affect the High Court's decision not to grant
the applicant access to the children. Thus, there was no need to give reasons
with regard to this factual accusation by the mother.
44. In substance, the applicant argued that the High Court should have
determined whether he had abused the child or should not have commented
on the issue at all. If such an argument were to prevail, this would entail that
national courts in the Member States could not give obiter dicta without
also in this respect giving full reasons according to Article 6 § 1. This would
be a severe break with the traditional view of the right to give obiter dicta,
SANCHEZ CARDENAS v. NORWAY JUDGMENT 13
and even more so in this case since the disputed passage did not determine a
civil right according to Article 6 § 1.
45. In the view of the Government, the rationale for the requirement in
Article 6 § 1 that lower courts give reasons, namely to enable the parties to
make effective use of any existing right of appeal (see Hirvisaari v. Finland,
no. 49684/99, § 30, 27 September 2001), did not apply to obiter dicta. All in
all, under existing case-law, the national courts could only be obliged to
indicate the grounds on which they based their decision (see, inter alia,
Hadjianastassiou v. Greece, judgment of 16 December 1992, Series A
no. 252, p. 16, § 33). An explicit statement in a judgment that the court did
not find it necessary to conclude on a factual argument presented by one of
the parties could thus not violate the obligation to give adequate reasons.
B. Assessment by the Court
1. Applicability of Article 6 § 1
46. The Court notes that the Government do not seem to contest the
applicability of Article 6 § 1 to the proceedings in which the national courts
determined the applicant's claim for a right of access to his two sons. The
Court for its part is satisfied that the relevant proceedings concerned a
“right” that was arguably recognised under national law, namely under
sections 44 and 44A of the Children Act 1981, in their respective versions
as in force at the material time. Moreover, the dispute was genuine and
serious; it related not only to the actual existence of a right but also to its
scope and the manner of its exercise. The result of the proceedings was
directly decisive for the right in question which, moreover, was “civil” in
character. Thus, having regard to its own case-law (see, for instance, W.
v. the United Kingdom, judgment of 8 July 1987, Series A no. 121, pp. 32-
35, §§ 72-79; Zander v. Sweden, judgment of 25 November 1993, Series A
no. 279-B, and Kerojärvi v. Finland, judgment of 19 July 1995, Series A
no. 322; see also more recent judgments, where the applicability of
Article 6 § 1 was undisputed: Olsson v. Sweden (no. 1), judgment of
24 March 1988, Series A no. 130, pp. 38-39, §§ 88-90; Olsson v. Sweden
(no. 2), judgment of 27 November 1992, Series A no. 250, pp. 37-40,
§§ 95107; Johansen v. Norway, judgment of 7 August 1996, Reports of
Judgments and Decisions 1996-III, pp. 1010-11, § 87-88; Görgülü
v. Germany, no. 74969/01, § 56-60, 26 February 2004; Bianchi
v. Switzerland, no. 7548/04, §§ 101-115, 22 June 2006), the Court finds that
Article 6 § 1 was applicable to the proceedings in question.
47. Meanwhile, the Government argued that, because the impugned
passage in the High Court's judgment of 27 September 2002 was an obiter
dictum, the latter did not involve the determination of a dispute attracting
the applicability of Article 6 § 1 to the matter at hand. However, the Court is
14 SANCHEZ CARDENAS v. NORWAY JUDGMENT
unable to accept this argument. Although the statement in question may not
have had a bearing on the outcome, it was nonetheless closely related to the
issue to be determined by the High Court. The Court is of the view that
Article 6 § 1 was applicable to the proceedings as a whole, including to the
reasons stated by the High Court in its judgment.
48. In sum, Article 6 § 1 was applicable to the subject-matter of the
applicant's complaint.
2. Compliance with Article 6 § 1
49. Turning to the question of compliance the Court reiterates that,
according to its established case-law reflecting a principle linked to the
proper administration of justice, judgments of courts and tribunals should
adequately state the reasons on which they are based. The extent to which
this duty to give reasons applies may vary according to the nature of the
decision and must be determined in the light of the circumstances of the
case. Although Article 6 § 1 obliges courts to give reasons for their
decisions, it cannot be understood as requiring a detailed answer to every
argument. Thus, in dismissing an appeal an appellate court may, in
principle, simply endorse the reasons for the lower court's decision (see
García Ruiz v. Spain [GC], no. 30544/96, § 26, ECHR 1999-I; and Helle v.
Finland, judgment of 19 December 1997, Reports of Judgments and
Decisions 1997-VIII, p. 2930, §§ 59 and 60). A lower court or authority in
turn must give such reasons as to enable the parties to make effective use of
any existing right of appeal (see Hirvisaari v. Finland, no. 49684/99, § 30,
27 September 2001).
50. The Court sees no reason to doubt that the High Court's judgment
provided reasons that must be deemed sufficiently detailed for its
conclusion that the deprivation of access was on balance justified by the
children's best interest.
51. However, the problem in the present instance is rather one of excess
of reasoning on a matter that was of a particularly sensitive nature and of
paramount importance for all the persons concerned. The Court, having
regard to its findings above in respect of Article 8 of the Convention, does
not find it necessary to carry out a separate examination in relation to
Article 6 § 1 of the Convention.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
52. Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the Convention or the Protocols
thereto, and if the internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford just satisfaction to
the injured party.”
SANCHEZ CARDENAS v. NORWAY JUDGMENT 15
A. Damage
53. The applicant sought no compensation for pecuniary damage but
claimed an amount, not exceeding 1,000,000 Norwegian kroner (“NOK”,
approximately 123,650 euros – “EUR”), to be determined by the Court
according to its own discretion.
54. The Government did not offer any comments on the above claim.
55. The Court, having regard to the medical evidence adduced (see
paragraphs 21-22 above), accepts that the applicant must have suffered
some non-pecuniary damage as a result of the matter found to constitute
violations of the Convention. Making an assessment on an equitable basis it
awards the applicant EUR 7,000.
B. Costs and expenses
56. The applicant further sought the reimbursement of legal costs and
expenses, totalling NOK 148,107.75, in respect of the following items:
(a) NOK 125,781.25 (approximately EUR 15,500 ) for his lawyer's work
(125 hours at a rate of NOK 805 per hour, plus 25% value added tax-
“VAT”) in the proceedings before the Court;
(b) NOK 18,489 (approximately EUR 2,300) which he had reimbursed
to the Norwegian legal aid authorities in respect of legal aid received in the
national proceedings;
(c) NOK 3,475 for medical expenses;
(d) NOK 3,622.50 for a psychiatric opinion in connection with his
application to the Court.
57. As regards item (a) the Government were of the view that the
number of hours claimed was excessive and should be reduced by 50%. As
to items (b), (c) and (d) they did not make any comments.
58. According to the Court's case-law, an applicant is entitled to
reimbursement of his or her costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum. As regards item (a) the Court notes that only
parts of the pleadings of the applicant's lawyer related to the complaints in
respect of which the Court has found violations of the Convention. It finds it
reasonable to award EUR 7,500 in respect of this item. As to item (b), the
Court is satisfied that parts of these costs were necessarily incurred in order
to prevent or obtain redress for the matter found to constitute violations of
the Convention and awards EUR 1,000. As to items (c) and (d) (altogether
around EUR 865), the Court notes that the former item was substantiated in
part whereas the latter item was substantiated in full; it finds it reasonable to
award EUR 700 for these two items.
16 SANCHEZ CARDENAS v. NORWAY JUDGMENT
C. Default interest
59. The Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to which
should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Holds that there has been a violation of Article 8 of the Convention;
2. Holds that it is not necessary to examine the applicant's complaint under
Article 6 § 1 of the Convention;
3. Holds
(a) that the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following amounts:
(i) EUR 7,000 (seven thousand euros) in respect of non-pecuniary
damage;
(ii) EUR 9,200 (nine thousand, two hundred euros) in respect of
costs and expenses;
(iii) any tax that may be chargeable on the above amounts;
(b) that these sums are to be converted into the national currency of the
respondent State at the rate applicable at the date of settlement;
(c) that from the expiry of the above-mentioned three months until
settlement simple interest shall be payable on the above amounts at a
rate equal to the marginal lending rate of the European Central Bank
during the default period plus three percentage points;
4. Dismisses the remainder of the applicant's claim for just satisfaction.
Done in English, and notified in writing on 4 October 2007, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Søren NIELSEN Christos ROZAKIS
Registrar President